SFC Licences of LIU Tsz Ho 廖子豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 08 December 2006 | 31 March 2011 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 20 July 2005 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 20 July 2005 |