SFC Licences of WONG Yau Nang 王祐能
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 1 | 03 July 2023 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 05 March 2021 | 31 May 2023 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 03 November 2020 | 05 March 2021 |
Oaktree Capital (Hong Kong) Limited | RO | 1 | 06 August 2014 | 16 October 2020 |
Oaktree Capital (Hong Kong) Limited | RE | 1 | 04 July 2014 | 06 August 2014 |
Franklin Templeton Investments (Asia) Limited | RE | 1 | 06 February 2009 | 07 June 2014 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 03 April 2008 | 16 January 2009 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 26 July 2005 | 16 January 2009 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 26 July 2005 | 16 January 2009 |