SFC Licences of IP Wai Cheuk, Raymond 葉偉焯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 25 August 2015 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RO | 4 | 28 April 2014 | 12 August 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 28 January 2014 | 28 April 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 9 | 13 August 2010 | 08 May 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 13 August 2010 | 08 May 2012 |
| Hamon Asset Management Limited | RE | 9 | 20 June 2006 | 12 October 2006 |
| Hamon Investment Management Limited | RE | 9 | 20 June 2006 | 12 October 2006 |
| Hamon Asset Management Limited | RE | 4 | 07 July 2005 | 12 October 2006 |
| Hamon Investment Management Limited | RE | 4 | 07 July 2005 | 12 October 2006 |