SFC Licences of WU Shu-Fang 吳淑芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 21 January 2019 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 20 December 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 June 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 01 June 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 10 December 2010 | 02 April 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 June 2005 | 02 April 2011 |