SFC Licences of AU-YEUNG Wai Yee 歐陽惠頤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Skandinaviska Enskilda Banken AB 4 09 October 2018
Skandinaviska Enskilda Banken AB 1 09 October 2018
SG Asset Finance (Hong Kong) Limited RE 1 24 August 2009 01 September 2009
Merrill Lynch (Asia Pacific) Limited RE 7 15 June 2006 22 October 2008
Merrill Lynch (Asia Pacific) Limited RE 1 15 June 2006 22 October 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 June 2005 09 June 2006