SFC Licences of AU-YEUNG Wai Yee 歐陽惠頤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Skandinaviska Enskilda Banken AB | 4 | 09 October 2018 | ||
Skandinaviska Enskilda Banken AB | 1 | 09 October 2018 | ||
SG Asset Finance (Hong Kong) Limited | RE | 1 | 24 August 2009 | 01 September 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 15 June 2006 | 22 October 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2006 | 22 October 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 June 2005 | 09 June 2006 |