SFC Licences of BLAKE John Charles David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Religare Capital Markets (Hong Kong) Limited | RE | 1 | 02 April 2009 | 30 October 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 August 2006 | 20 April 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 August 2006 | 20 April 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 July 2005 | 11 July 2006 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 June 2005 | 06 July 2005 |