SFC Licences of SARRAN William Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Optiver Trading Hong Kong Limited | RE | 2 | 12 February 2015 | 30 October 2019 |
Optiver Trading Hong Kong Limited | RE | 1 | 12 February 2015 | 30 October 2019 |
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 2 | 11 December 2008 | 14 January 2009 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 07 September 2006 | 14 January 2009 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 June 2005 | 08 March 2006 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 13 June 2005 | 08 March 2006 |