SFC Licences of YUNG Luk Yi 翁菉漪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 11 April 2011 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 April 2011 | 14 May 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 June 2005 | 26 May 2007 |