SFC licenceholder AMC205 KELLY Patrick Cahill

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 17 August 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 17 August 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 07 July 2017 17 August 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 07 July 2017 17 August 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 27 December 2013 23 April 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 June 2013 27 December 2013
Morgan Stanley Hong Kong Securities Limited RE [1] (Dealing in Securities) 06 July 2005 02 August 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 14 June 2005 02 August 2007
Morgan Stanley Hong Kong Futures Limited RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 14 June 2005 02 August 2007