SFC Licences of SO Chi Keung, Jeffrey 蘇志強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Space Securities Limited 恆宇證券有限公司 RO 1 13 December 2022
Advent Corporate Finance Limited 宏智融資有限公司 RO 6 22 June 2021
Advent Corporate Finance Limited 宏智融資有限公司 RE 6 12 April 2021 22 June 2021
Ample Capital Limited 豐盛融資有限公司 RO 6 01 November 2019 31 March 2021
Ample Capital Limited 豐盛融資有限公司 RE 6 05 September 2019 01 November 2019
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RO 6 18 July 2018 28 January 2019
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 06 April 2018 28 January 2019
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 06 April 2018 18 July 2018
Golden Jade Capital Limited 金瑜融資有限公司 RO 6 18 November 2015 20 June 2016
Golden Jade Capital Limited 金瑜融資有限公司 RE 6 30 September 2015 18 November 2015
Partners Capital International Limited 博大資本國際有限公司 RO 6 16 July 2015 15 September 2015
Partners Capital International Limited 博大資本國際有限公司 RE 1 05 June 2015 15 September 2015
Partners Capital International Limited 博大資本國際有限公司 RE 6 05 June 2015 16 July 2015
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 17 September 2014 02 June 2015
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RO 6 28 April 2014 02 June 2015
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 6 10 November 2010 28 April 2014
PricewaterhouseCoopers Corporate Finance Limited RE 6 18 February 2010 26 October 2010
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 07 June 2007 30 September 2009
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 07 June 2007 30 September 2009
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 RE 6 13 December 2006 30 April 2007
ICEA Capital Limited 工商東亞融資有限公司 RE 6 14 June 2005 30 April 2007