SFC Licences of KIM David Jaemin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 09 June 2021 | 30 June 2023 |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 1 | 26 May 2020 | 30 June 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 20 April 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 20 April 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 15 June 2005 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 15 June 2005 | 29 September 2008 |