SFC Licences of CHENG Yu Yuan, Matthew 鄭裕源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 December 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 September 2023 | 25 October 2023 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 29 October 2012 | 07 January 2014 |
| Mount Austin Capital Advisors Limited | RO | 9 | 03 January 2012 | 07 May 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 28 October 2009 | 13 July 2011 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 1 | 28 April 2009 | 16 October 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 June 2005 | 04 March 2009 |