SFC Licences of CHAN Andrew Shingfun 陳盛勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 18 September 2017 | 25 September 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 25 July 2011 | 28 October 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 27 June 2011 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 15 May 2008 | 27 June 2011 |
| HSBC Securities (Asia) Limited | RE | 4 | 13 June 2005 | 12 November 2005 |