SFC Licences of WAN Chak Lam 溫澤林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 02 August 2011 | 03 October 2013 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 02 August 2011 | 30 April 2012 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 06 August 2007 | 18 July 2011 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 06 August 2007 | 18 July 2011 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 02 March 2007 | 18 July 2011 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 June 2005 | 27 February 2007 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 17 June 2005 | 27 February 2007 |