SFC Licences of CHAU Hok Kan 周學勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 October 2009 | 13 February 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 October 2009 | 13 February 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 03 February 2006 | 10 October 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 03 February 2006 | 10 October 2009 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 17 June 2005 | 10 October 2009 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 17 June 2005 | 10 October 2009 |