SFC Licences of MOK Wai Man, Derek 莫偉民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 9 07 August 2019
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 4 07 August 2019
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RO 1 07 August 2019
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 9 27 March 2019 07 August 2019
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 4 27 March 2019 07 August 2019
Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 RE 1 27 March 2019 07 August 2019
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 9 22 March 2017 31 December 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 22 March 2017 31 December 2018
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 22 March 2017 31 December 2018
RHB Asset Management Limited 興業金融資產管理有限公司 RO 9 25 March 2015 27 September 2016
RHB Asset Management Limited 興業金融資產管理有限公司 RO 4 25 March 2015 27 September 2016
RHB Asset Management Limited 興業金融資產管理有限公司 RO 1 25 March 2015 27 September 2016
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 28 January 2015 25 March 2015
RHB Asset Management Limited 興業金融資產管理有限公司 RE 4 28 January 2015 25 March 2015
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 9 13 August 2014 26 January 2015
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 4 13 August 2014 26 January 2015
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 30 April 2014 13 August 2014
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 31 October 2012 20 March 2014
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 31 October 2012 20 March 2014
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 05 January 2011 20 March 2014
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 05 January 2011 20 March 2014
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 05 January 2011 20 March 2014
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 05 January 2011 20 March 2014
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 05 January 2011 20 March 2014
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 05 January 2011 20 March 2014
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 14 March 2008 15 December 2010
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 22 January 2008 15 December 2010
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 9 05 November 2007 08 January 2008
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 05 November 2007 08 January 2008
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 05 November 2007 08 January 2008