SFC Licences of POON Wai Joon, Jason 潘偉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 15 July 2010 | 03 April 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 July 2010 | 03 April 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 July 2010 | 03 April 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 April 2007 | 22 October 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 14 June 2005 | 20 March 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 June 2005 | 20 March 2007 |