SFC Licences of POON Wai Joon, Jason 潘偉俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 15 July 2010 03 April 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 15 July 2010 03 April 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 15 July 2010 03 April 2013
Merrill Lynch (Asia Pacific) Limited RE 1 26 April 2007 22 October 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 14 June 2005 20 March 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 June 2005 20 March 2007