SFC Licences of XIN Hai 忻海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
uSmart Securities Limited 盈立證券有限公司	RO	9	21 January 2019	31 December 2021
uSmart Securities Limited 盈立證券有限公司	RO	4	21 January 2019	31 December 2021
uSmart Securities Limited 盈立證券有限公司	RO	1	21 January 2019	31 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	9	06 July 2015	20 July 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	06 July 2015	20 July 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	06 July 2015	20 July 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	06 July 2015	20 July 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	30 June 2015	30 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	9	13 May 2015	06 July 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	13 May 2015	06 July 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	13 May 2015	06 July 2015
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	9	12 April 2010	02 August 2012
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	4	12 April 2010	02 August 2012
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	1	12 April 2010	02 August 2012
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	1	16 June 2005	08 November 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	9	16 June 2005	02 July 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	4	16 June 2005	02 July 2010