SFC Licences of LUN Shu Lam 倫樹霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Richwood International Management Limited | RO | 9 | 14 June 2022 | 14 June 2023 |
| Richwood International Management Limited | RO | 4 | 14 June 2022 | 14 June 2023 |
| Full Win Securities Limited 富盛證券有限公司 | RO | 1 | 21 January 2020 | 20 January 2022 |
| Full Win Securities Limited 富盛證券有限公司 | RE | 1 | 16 January 2020 | 21 January 2020 |
| CLC Futures Limited 創僑期貨有限公司 | RO | 5 | 09 July 2019 | 20 September 2019 |
| CLC Futures Limited 創僑期貨有限公司 | RO | 2 | 09 July 2019 | 20 September 2019 |
| CLC Securities Limited 創僑證券有限公司 | RO | 4 | 09 July 2019 | 20 September 2019 |
| CLC Securities Limited 創僑證券有限公司 | RO | 1 | 09 July 2019 | 20 September 2019 |
| Monmonkey Group Securities Limited 大聖證券有限公司 | RO | 4 | 14 November 2016 | 31 May 2019 |
| Monmonkey Group Securities Limited 大聖證券有限公司 | RO | 1 | 14 November 2016 | 31 May 2019 |
| Upbest Securities Company Limited 美建證券有限公司 | RO | 1 | 29 October 2014 | 13 November 2016 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RO | 2 | 03 May 2013 | 13 November 2016 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 10 September 2007 | 29 October 2014 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RE | 2 | 10 September 2007 | 03 May 2013 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 16 May 2006 | 29 June 2006 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 21 June 2005 | 19 November 2005 |