SFC Licences of CANNON Forrest Waller
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 30 September 2005 | 24 January 2019 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 30 September 2005 | 24 January 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 June 2005 | 13 September 2005 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 June 2005 | 13 September 2005 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 17 June 2005 | 13 September 2005 |