SFC Licences of CHAU Chi Kwan Coral 周祉君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 26 July 2022 | |
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 26 July 2022 | |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 4 | 07 November 2019 | 27 June 2022 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 1 | 07 November 2019 | 27 June 2022 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 18 May 2015 | 07 November 2019 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 18 May 2015 | 07 November 2019 |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 14 April 2014 | 14 April 2015 |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 1 | 14 April 2014 | 14 April 2015 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 23 June 2010 | 23 December 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 08 July 2005 | 20 March 2010 |