SFC Licences of LAI Yuen Fong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 October 2011 | 17 May 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 19 October 2011 | 17 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 19 October 2011 | 17 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 October 2011 | 17 May 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 04 January 2010 | 13 November 2010 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 22 June 2005 | 30 September 2007 |