SFC Licences of KIM Sun Mi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 04 November 2009 | 17 May 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 23 October 2009 | 17 May 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 23 October 2009 | 17 May 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 17 December 2007 | 23 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 December 2007 | 23 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 17 December 2007 | 23 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 December 2007 | 23 April 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 22 June 2005 | 06 February 2006 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 22 June 2005 | 06 February 2006 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 22 June 2005 | 06 February 2006 |