SFC Licences of LAM King Kui, Clive 林景駒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gentleman Capital Limited 紳士資本有限公司 RE 9 16 January 2024
Goldhorse Securities Limited 金馬證券有限公司 RE 4 02 August 2023
Goldhorse Securities Limited 金馬證券有限公司 RE 1 02 August 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 22 July 2021 30 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 22 July 2021 30 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 22 July 2021 30 September 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 28 March 2018
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 06 February 2017 28 March 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 October 2016 28 March 2018
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 18 June 2013 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 March 2013 02 October 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 08 December 2009 10 April 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 23 June 2005 13 June 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 23 June 2005 13 June 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 23 June 2005 13 June 2009