SFC Licences of FOK Siu Pong 霍少邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Da Yue Futures Co., Limited 大粵期貨有限公司	RO	5	01 March 2024	25 March 2024
Da Yue Futures Co., Limited 大粵期貨有限公司	RO	2	01 March 2024	25 March 2024
Hong Kong Asset Management Limited 香港資產管理有限公司	RO	5	28 December 2021	31 December 2022
Hong Kong Asset Management Limited 香港資產管理有限公司	RO	2	28 December 2021	31 December 2022
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	2	08 July 2019	31 January 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	21 June 2018	31 January 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	12 June 2018	08 July 2019
BANDS Financial Limited 磐石金融有限公司	RE	2	23 October 2015	21 May 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	2	10 October 2012	15 May 2015
Jefferies Bache (Hong Kong) Limited	RE	2	13 August 2012	30 November 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	10 May 2010	11 July 2012
SG Asset Finance (Hong Kong) Limited	RE	2	10 May 2010	11 July 2012
SG Asset Finance (Hong Kong) Limited	RE	1	10 May 2010	11 July 2012
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	2	17 February 2010	03 May 2010
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	17 February 2010	03 May 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	11 August 2008	04 February 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	11 August 2008	04 February 2010
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	12 November 2007	22 February 2008
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	12 November 2007	22 February 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	17 July 2007	01 November 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	04 July 2007	01 November 2007
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司	RE	2	31 August 2005	23 June 2007
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	24 June 2005	29 July 2005