SFC Licences of FOK Siu Pong 霍少邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司
RE 1 11 August 2008 04 February 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司
RE 2 11 August 2008 04 February 2010
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司
RE 2 12 November 2007 22 February 2008
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司
RE 1 12 November 2007 22 February 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 17 July 2007 01 November 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 04 July 2007 01 November 2007
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司
RE 2 31 August 2005 23 June 2007
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司
RE 2 24 June 2005 29 July 2005
Hong Kong Asset Management Limited 香港資產管理有限公司
RO 2, 5 28 December 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 08 July 2019 31 January 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 5 21 June 2018 31 January 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 12 June 2018 08 July 2019
BANDS Financial Limited 磐石金融有限公司
RE 2 23 October 2015 21 May 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 2 10 October 2012 15 May 2015
Jefferies Bache (Hong Kong) Limited
RE 2 13 August 2012 30 November 2012
SG Asset Finance (Hong Kong) Limited
RE 1, 2 10 May 2010 11 July 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
RE 2 10 May 2010 11 July 2012
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
RE 1 17 February 2010 03 May 2010
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司
RE 2 17 February 2010 03 May 2010