SFC Licences of TSANG Wing Yiu 曾榮耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Expedition Securities Limited 遠征證券有限公司 RO 9 20 December 2023
Expedition Securities Limited 遠征證券有限公司 RO 4 20 December 2023
Expedition Securities Limited 遠征證券有限公司 RO 1 20 December 2023
Tin Chun International Asset Management Limited 天晉國際資產管理有限公司 RO 9 12 May 2021 07 December 2023
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 4 07 July 2015 31 May 2020
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 1 07 July 2015 31 May 2020
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 1 07 July 2015 31 May 2020
Sino Wealth Securities Limited 國新證券有限公司 RO 1 05 March 2012 14 August 2014
Wilson Securities Limited 滙生證券有限公司 RO 4 25 February 2010 25 March 2011
Wilson Securities Limited 滙生證券有限公司 RO 1 25 February 2010 25 March 2011
Hafoo Securities Limited 哈富證券有限公司 RO 1 09 December 2009 25 March 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司 RE 1 24 August 2009 09 September 2009
Oriental Wealth Futures Limited 東方滙富期貨有限公司 RE 2 11 August 2009 09 September 2009
Oriental Wealth Securities Limited 東方滙富證券有限公司 RO 1 05 September 2008 24 August 2009
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 13 June 2008 28 August 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 25 June 2007 19 April 2008
Sinofortune Securities Limited 華億證券有限公司 RE 1 11 September 2006 31 March 2007
GT Capital Limited 高富金融有限公司 RE 9 25 July 2006 31 August 2006
GT Capital Limited 高富金融有限公司 RE 1 29 March 2006 31 August 2006
Quam Securities Limited 華富建業證券有限公司 RE 4 12 August 2005 06 January 2006