SFC Licences of KWOK Hoi Chuen, Justin 郭凱銓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 14 September 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 14 September 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 1 14 September 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 6 23 July 2015 23 July 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 4 23 July 2015 23 July 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 1 23 July 2015 23 July 2021
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 15 April 2013 19 June 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 15 April 2013 19 June 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 16 August 2012 01 April 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 16 August 2012 01 April 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 22 September 2011 13 October 2011
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 08 June 2007 13 October 2011
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 31 May 2007 13 October 2011
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 24 June 2005 17 April 2007