SFC Licences of LEE Chun Ming 李振銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Capital Limited 建銀國際金融有限公司 | RO | 4 | 21 June 2016 | 24 February 2023 |
CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 21 June 2016 | 24 February 2023 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 06 November 2015 | 24 February 2023 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 06 November 2015 | 21 June 2016 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 06 November 2015 | 21 June 2016 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 17 November 2009 | 17 July 2015 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 November 2009 | 17 July 2015 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 24 June 2005 | 18 June 2007 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 24 June 2005 | 18 June 2007 |