SFC licenceholder AME465 SONG Honghai 宋紅海
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 07 August 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | [4] (Advising on Securities), [9] (Asset Management) | 10 February 2020 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | [1] (Dealing in Securities) | 20 November 2019 | |
| CITIC Capital SIF Advisory Limited | RE | [1] (Dealing in Securities) | 24 September 2019 | 29 October 2019 |
| CITIC Capital SIF Advisory Limited | RE | [9] (Asset Management) | 26 March 2018 | 29 October 2019 |
| CITIC Capital Finance Limited 中信資本融資有限公司 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 June 2012 | 29 October 2019 |
| CITIC Capital SIF Advisory Limited | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 June 2012 | 29 October 2019 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | [1] (Dealing in Securities) | 27 June 2005 | 05 March 2010 |