SFC licenceholder AME465 SONG Honghai 宋紅海

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 August 2020

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 10 February 2020
CMB International Securities Limited 招銀國際證券有限公司 RE [1] (Dealing in Securities) 20 November 2019
CITIC Capital SIF Advisory Limited RE [1] (Dealing in Securities) 24 September 2019 29 October 2019
CITIC Capital SIF Advisory Limited RE [9] (Asset Management) 26 March 2018 29 October 2019
CITIC Capital Finance Limited 中信資本融資有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 June 2012 29 October 2019
CITIC Capital SIF Advisory Limited RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 June 2012 29 October 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 27 June 2005 05 March 2010