SFC Licences of SONG Honghai 宋紅海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 10 February 2020 23 May 2022
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 4 10 February 2020 23 May 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 20 November 2019 23 May 2022
CC SIF Advisory Limited RE 1 24 September 2019 29 October 2019
CC SIF Advisory Limited RE 9 26 March 2018 29 October 2019
CC SIF Advisory Limited RE 6 22 June 2012 29 October 2019
CC Finance Limited 思齊資本融資有限公司 RE 6 22 June 2012 29 October 2019
CC SIF Advisory Limited RE 4 22 June 2012 29 October 2019
CC Finance Limited 思齊資本融資有限公司 RE 4 22 June 2012 29 October 2019
CC Finance Limited 思齊資本融資有限公司 RE 1 22 June 2012 29 October 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 27 June 2005 05 March 2010