SFC Licences of MOK Wai Hung 莫偉雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 June 2007 | 25 August 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 June 2007 | 25 August 2010 |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 12 August 2005 | 11 June 2007 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 12 August 2005 | 11 June 2007 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 9 | 12 August 2005 | 11 June 2007 |