SFC Licences of LEUNG Ka Wai 梁家威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Winsome Stock Company Limited 永勝證券有限公司 | RE | 1 | 23 September 2024 | |
Ruibang Securities Limited 瑞邦證券有限公司 | RO | 4 | 04 July 2022 | 31 August 2024 |
Ruibang Securities Limited 瑞邦證券有限公司 | RO | 1 | 04 July 2022 | 31 August 2024 |
Chuenman Securities Limited 川文證券有限公司 | RO | 4 | 18 October 2021 | 20 May 2022 |
Chuenman Securities Limited 川文證券有限公司 | RO | 1 | 18 October 2021 | 20 May 2022 |
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 04 April 2019 | 26 July 2020 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 06 October 2016 | 15 October 2021 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 July 2005 | 17 September 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 July 2005 | 17 September 2016 |