SFC Licences of SCRASE Neil John 單國雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deltroit (Hong Kong) Limited RE 1 28 December 2020 30 July 2021
Deltroit (Hong Kong) Limited RE 9 16 August 2019 30 July 2021
City Financial Investment Company (Hong Kong) Limited RE 9 04 December 2013 16 August 2019
EXS Capital Asia Limited RE 9 10 August 2011 11 September 2013
EXS Capital Asia Limited RE 6 10 August 2011 11 September 2013
EXS Capital Asia Limited RE 4 10 August 2011 11 September 2013
Ballingal Investment Advisors Limited RE 5 22 July 2009 01 January 2011
Ballingal Investment Advisors Limited RE 4 22 July 2009 01 January 2011
Ballingal Investment Advisors Limited RE 9 01 December 2008 01 January 2011
Gottex Fund Management (Hong Kong) Limited RE 9 29 November 2006 20 June 2008
Doric Capital Corporation 多利資本有限公司 RE 9 27 September 2005 07 November 2006
Doric Capital Corporation 多利資本有限公司 RE 5 27 September 2005 07 November 2006
Doric Capital Corporation 多利資本有限公司 RE 4 27 September 2005 07 November 2006