SFC Licences of SCRASE Neil John 單國雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deltroit (Hong Kong) Limited | RE | 1 | 28 December 2020 | 30 July 2021 |
Deltroit (Hong Kong) Limited | RE | 9 | 16 August 2019 | 30 July 2021 |
City Financial Investment Company (Hong Kong) Limited | RE | 9 | 04 December 2013 | 16 August 2019 |
EXS Capital Asia Limited | RE | 9 | 10 August 2011 | 11 September 2013 |
EXS Capital Asia Limited | RE | 6 | 10 August 2011 | 11 September 2013 |
EXS Capital Asia Limited | RE | 4 | 10 August 2011 | 11 September 2013 |
Ballingal Investment Advisors Limited | RE | 5 | 22 July 2009 | 01 January 2011 |
Ballingal Investment Advisors Limited | RE | 4 | 22 July 2009 | 01 January 2011 |
Ballingal Investment Advisors Limited | RE | 9 | 01 December 2008 | 01 January 2011 |
Gottex Fund Management (Hong Kong) Limited | RE | 9 | 29 November 2006 | 20 June 2008 |
Doric Capital Corporation 多利資本有限公司 | RE | 9 | 27 September 2005 | 07 November 2006 |
Doric Capital Corporation 多利資本有限公司 | RE | 5 | 27 September 2005 | 07 November 2006 |
Doric Capital Corporation 多利資本有限公司 | RE | 4 | 27 September 2005 | 07 November 2006 |