SFC Licences of LEE Ka Long 李家朗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldhorse Capital Management (HK) Limited | RO | 4 | 14 May 2021 | 29 February 2024 |
| Goldhorse Capital Management (HK) Limited | RO | 1 | 14 May 2021 | 29 February 2024 |
| Goldhorse Capital Management (HK) Limited | RE | 9 | 20 November 2020 | 19 August 2021 |
| Goldhorse Capital Management (HK) Limited | RE | 4 | 20 November 2020 | 14 May 2021 |
| Goldhorse Capital Management (HK) Limited | RE | 1 | 27 October 2020 | 14 May 2021 |
| Vontobel Limited 瑞萬通博有限公司 | RO | 2 | 06 July 2018 | 10 July 2020 |
| Vontobel Limited 瑞萬通博有限公司 | RO | 1 | 06 July 2018 | 10 July 2020 |
| Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 24 April 2018 | 06 July 2018 |
| Leonteq Securities (Hong Kong) Limited | RO | 4 | 29 April 2014 | 25 January 2018 |
| Leonteq Securities (Hong Kong) Limited | RO | 1 | 29 April 2014 | 25 January 2018 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 28 April 2011 | 29 April 2014 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 28 April 2011 | 29 April 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 05 December 2006 | 16 February 2008 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 05 December 2006 | 16 February 2008 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 August 2006 | 16 February 2008 |
| SAIL Advisors Limited | RE | 9 | 05 June 2006 | 12 August 2006 |
| SAIL Advisors Limited | RE | 4 | 05 June 2006 | 12 August 2006 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 | RE | 9 | 25 August 2005 | 13 April 2006 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 | RE | 4 | 25 August 2005 | 13 April 2006 |