SFC Licences of LO Wing Ki, Vickie 羅穎琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 26 May 2015 | 24 November 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 26 May 2015 | 24 November 2021 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 30 June 2005 | 23 November 2009 |