SFC Licences of CHONG Ka Yee 莊嘉誼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Enhanced Investment Management Limited RO 9 19 September 2022 27 April 2023
Enhanced Investment Management Limited RO 4 19 September 2022 27 April 2023
Enhanced Securities Limited 進陞證券有限公司 RE 1 26 January 2022 31 December 2022
Enhanced Investment Management Limited RE 4 26 January 2022 19 September 2022
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 9 18 February 2021 26 October 2021
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 5 18 February 2021 26 October 2021
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 4 18 February 2021 26 October 2021
SDHG International Securities Limited 山高國際證券有限公司 RO 1 18 February 2021 26 October 2021
Mason Investment Management Limited 茂宸投資管理有限公司 RO 9 22 April 2020 30 July 2020
Mason Futures Limited 茂宸期貨有限公司 RO 5 25 April 2017 30 July 2020
Thomas Global Financial Services Limited 石匠環球金服有限公司 RO 1 06 December 2016 30 July 2020
Mason Securities Limited 茂宸證券有限公司 RO 9 13 October 2016 30 July 2020
Mason Securities Limited 茂宸證券有限公司 RO 4 13 October 2016 30 July 2020
Mason Futures Limited 茂宸期貨有限公司 RO 2 13 September 2016 30 July 2020
Mason Securities Limited 茂宸證券有限公司 RO 1 13 September 2016 30 July 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 13 December 2005 19 March 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 12 August 2005 22 August 2016
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 12 August 2005 10 March 2014