SFC Licences of LO Kin Chung, Kendall 羅建忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citadel Securities (Hong Kong) Limited | RE | 2 | 14 June 2010 | 09 May 2013 |
Citadel Securities (Hong Kong) Limited | RE | 1 | 14 June 2010 | 09 May 2013 |
Citadel Asia Limited | RE | 9 | 14 June 2010 | 09 May 2013 |
UBS Securities Asia Limited | RE | 2 | 21 January 2010 | 28 May 2010 |
UBS Securities Asia Limited | RE | 1 | 21 January 2010 | 28 May 2010 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 16 July 2009 | 30 November 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 March 2007 | 04 June 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 08 March 2007 | 04 June 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 March 2007 | 04 June 2008 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 March 2007 | 04 June 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 March 2007 | 04 June 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 05 July 2005 | 31 January 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 July 2005 | 31 January 2007 |