SFC Licences of LU Ruiyun 陸瑞云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 July 2007 | 19 August 2010 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 19 July 2007 | 31 March 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 19 July 2007 | 31 March 2009 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 12 August 2005 | 25 September 2006 |