SFC Licences of LU Ruiyun 陸瑞云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 19 July 2007 19 August 2010
Macquarie Corporate (Hong Kong) Limited RE 6 19 July 2007 31 March 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 19 July 2007 31 March 2009
ICEA Capital Limited 工商東亞融資有限公司 RE 6 12 August 2005 25 September 2006