SFC licenceholder AMF026 CHIU Man Yat, Michael 趙文逸

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 21 February 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 15 October 2018 21 February 2019
Merrill Lynch (Asia Pacific) Limited RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 December 2015 03 July 2018
Merrill Lynch Far East Limited RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 December 2015 03 July 2018
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 April 2014 11 December 2015
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 April 2014 11 December 2015
UBS Securities Hong Kong Limited RE [6] (Advising on Corporate Finance) 07 June 2012 25 September 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 July 2005 10 December 2008