SFC Licences of CHIU Man Yat, Michael 趙文逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 6 | 21 February 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 21 February 2019 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 15 October 2018 | 21 February 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 October 2018 | 21 February 2019 |
| Merrill Lynch Far East Limited | RO | 6 | 11 December 2015 | 03 July 2018 |
| Merrill Lynch Far East Limited | RO | 4 | 11 December 2015 | 03 July 2018 |
| Merrill Lynch Far East Limited | RO | 1 | 11 December 2015 | 03 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 11 December 2015 | 03 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 11 December 2015 | 03 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 11 December 2015 | 03 July 2018 |
| Merrill Lynch Far East Limited | RE | 6 | 07 April 2014 | 11 December 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 07 April 2014 | 11 December 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 07 April 2014 | 11 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 April 2014 | 11 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 April 2014 | 11 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 April 2014 | 11 December 2015 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 25 September 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 July 2005 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 July 2005 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 06 July 2005 | 10 December 2008 |