SFC Licences of KONG Ki Fung 江琦峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RO 2 08 February 2018
Shanxi Securities International Limited 山證國際證券有限公司 RO 1 08 February 2018
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RE 2 19 December 2016 08 February 2018
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 03 July 2015 08 February 2018
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RE 2 26 March 2015 31 March 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 12 March 2014 28 September 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 12 March 2014 28 September 2014
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 05 October 2012 03 March 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 February 2010 03 March 2014
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 07 January 2010 03 March 2014
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 14 December 2009 03 March 2014
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RE 9 18 June 2009 31 August 2009
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RE 4 18 June 2009 31 August 2009
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 03 December 2007 17 May 2008
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 18 June 2007 23 November 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 18 June 2007 23 November 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 18 June 2007 23 November 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 31 October 2005 09 June 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 July 2005 09 June 2007