SFC Licences of WU Ka Wai, Carrie 胡嘉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 | RO | 9 | 01 August 2022 | |
| Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 05 May 2017 | |
| Crosby Securities Limited 高誠證券有限公司 | RO | 1 | 05 May 2017 | |
| Crosby Securities Limited 高誠證券有限公司 | RE | 9 | 09 December 2015 | 01 August 2022 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 08 October 2015 | 05 May 2017 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 08 October 2015 | 05 May 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 30 September 2014 | 18 September 2015 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 30 September 2014 | 18 September 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 07 July 2006 | 03 August 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 July 2006 | 03 August 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 July 2005 | 01 July 2006 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 07 July 2005 | 01 July 2006 |