SFC Licences of WU Ka Wai, Carrie 胡嘉慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Crosby Securities Limited 高誠證券有限公司
RO 1, 4 05 May 2017
Crosby Securities Limited 高誠證券有限公司
RE 9 09 December 2015
Crosby Securities Limited 高誠證券有限公司
RE 1, 4 08 October 2015 05 May 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 30 September 2014 18 September 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1 07 July 2006 03 August 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 2 07 July 2006 03 August 2007
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司
RE 2 07 July 2005 01 July 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 07 July 2005 01 July 2006