SFC Licences of LIU Wei 劉巍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RO | 9 | 26 March 2013 | |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RO | 9 | 13 August 2012 | 13 February 2013 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RO | 1 | 19 August 2011 | |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RE | 9 | 09 November 2010 | 13 August 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 27 October 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 September 2008 | 27 October 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 03 September 2008 | 06 September 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 April 2007 | 03 June 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 30 April 2007 | 03 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 July 2005 | 10 March 2007 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 July 2005 | 10 March 2007 |