SFC Licences of XU Tao 許韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 | RO | 9 | 14 June 2023 | |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 | RO | 4 | 14 June 2023 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 12 June 2012 | 15 October 2015 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 27 January 2012 | 15 October 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 July 2008 | 15 October 2015 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 08 July 2005 | 22 July 2005 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 08 July 2005 | 22 July 2005 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 08 July 2005 | 22 July 2005 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 July 2005 | 22 July 2005 |