SFC Licences of CHAN Wai Ying, Rebecca 陳慧瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 25 April 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 25 April 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 25 April 2014 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 25 May 2006 | 30 March 2007 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 09 May 2006 | 30 March 2007 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 06 July 2005 | 28 April 2006 |