SFC Licences of CHUNG Wai Shing 鍾偉成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Summer Capital Management Company Limited 夏焱資本管理有限公司 RO 1 16 July 2019
Summer Capital Management Company Limited 夏焱資本管理有限公司 RE 9 12 December 2017
Summer Capital Management Company Limited 夏焱資本管理有限公司 RE 4 12 December 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 16 June 2017 23 October 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 16 June 2017 23 October 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 16 June 2017 23 October 2017
UBS Securities Hong Kong Limited RO 6 19 December 2016 08 March 2017
UBS Securities Hong Kong Limited RO 6 03 February 2016 18 December 2016
UBS Securities Hong Kong Limited RE 6 23 November 2015 03 February 2016
UBS Securities Hong Kong Limited RO 6 07 June 2012 31 October 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 16 May 2008 02 April 2010
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 1 16 May 2008 02 April 2010
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 06 July 2005 02 April 2010