SFC Licences of HOAD Benjamin Isaac

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司	RO	4	21 June 2019
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司	RO	1	21 June 2019
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司	RE	4	13 June 2019	21 June 2019
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司	RE	1	13 June 2019	21 June 2019
Pacific Group Limited, The	RE	9	22 October 2015	17 March 2016
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司	RE	1	02 September 2010	28 October 2011
Knight Capital Asia Limited 澧盈資本亞洲有限公司	RE	1	09 April 2009	03 June 2010
Morgan Stanley Hong Kong Futures Limited	RE	7	15 August 2007	20 November 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	15 August 2007	20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	15 August 2007	20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	5	15 August 2007	20 November 2008
Morgan Stanley Hong Kong Securities Limited	RE	1	04 June 2007	20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	04 June 2007	20 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	07 July 2005	18 April 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	07 July 2005	18 April 2007