SFC Licences of CHAN Yat Yuen 陳逸源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 February 2012 | 06 August 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 27 April 2009 | 01 May 2010 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 16 January 2009 | 01 May 2010 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 18 July 2005 | 11 August 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 18 July 2005 | 11 August 2005 |