SFC Licences of CHAN Yat Yuen 陳逸源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 14 February 2012 06 August 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 27 April 2009 01 May 2010
Quam Securities Limited 華富建業證券有限公司 RE 4 16 January 2009 01 May 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 18 July 2005 11 August 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 18 July 2005 11 August 2005