SFC Licences of TANG Chuan 唐川
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RE | 4 | 01 April 2009 | 29 February 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 10 June 2008 | 19 February 2009 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 19 May 2006 | 25 May 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 18 July 2005 | 04 May 2006 |