SFC Licences of CHO Michelle Boram

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 18 February 2009 30 April 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 14 September 2007 29 September 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 13 July 2005 17 August 2005