SFC Licences of LAM Chung Yin 林仲賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 05 May 2023
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 05 May 2023
AJ Futures Limited 安捷期貨有限公司 RE 2 08 November 2022 15 March 2023
AJ SECURITIES LIMITED 安捷證券有限公司 RE 1 08 November 2022 15 March 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 22 July 2021 31 January 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 22 July 2021 31 January 2022
Cinda International Securities Limited 信達國際證券有限公司 RE 1 22 May 2020 10 June 2021
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 22 May 2020 10 June 2021
South China Investment Management Limited 南華投資管理有限公司 RE 9 21 November 2018 20 March 2020
South China Research Limited 南華資料研究有限公司 RE 4 21 November 2018 18 February 2020
South China Commodities Limited 南華期貨有限公司 RE 2 22 October 2018 20 March 2020
South China Securities Limited 南華證券投資有限公司 RE 1 22 October 2018 20 March 2020
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE 2 07 May 2018 12 October 2018
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 07 May 2018 12 October 2018
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 17 August 2017 15 April 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 4 17 August 2017 15 April 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 17 August 2017 15 April 2018
Quam Securities Limited 華富建業證券有限公司 RE 4 19 December 2012 31 July 2017
Quam Securities Limited 華富建業證券有限公司 RE 2 19 December 2012 31 July 2017
Quam Securities Limited 華富建業證券有限公司 RE 1 19 December 2012 31 July 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 03 March 2008 07 December 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 March 2008 07 December 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 March 2008 07 December 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 22 August 2007 23 February 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 15 December 2006 23 February 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 July 2005 23 February 2008