SFC Licences of CHAN To 陳濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 04 October 2017 | |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 04 October 2017 | |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 06 July 2007 | 14 January 2010 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 06 July 2007 | 14 January 2010 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 15 March 2006 | 02 May 2006 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 16 August 2005 | 10 November 2005 |